ISO/IEC 42001:2023 (Artificial intelligence — Management system) Lead Auditor Training Course

1. Prerequisites for Participants

• Basic understanding of Artificial Intelligence (AI) concepts, risks, and applications.

• Familiarity with ISO management system standards (like ISO 9001, ISO/IEC 27001).

• Knowledge of basic auditing principles (ISO 19011 is helpful).

• Good communication and writing skills in the training language (usually English).

• Recommended: work experience in IT, risk, compliance, or management systems.

2. Course Duration

• Normally 4–5 days (32–40 hours) of classroom or online training.

• Includes lectures, case studies, role plays, group work, and a final exam.

3. Learning Outcomes

After completing the course, participants should be able to:

• Understand the requirements of ISO/IEC 42001:2023.

• Apply AI governance, ethics, and risk management principles.

• Plan, conduct, and manage AI management system audits.

• Report audit findings and manage corrective actions.

• Lead an audit team as a qualified Lead Auditor.

4. Assessment

• Written Exam: Knowledge of ISO/IEC 42001 and auditing skills.

• Practical Evaluation: Performance in exercises, role plays, and case studies.

• Attendance: Full participation (usually 100%) is mandatory.

5. Certification

• On successful completion, participants receive an ISO/IEC 42001:2023 Lead Auditor Certificate.

• Some providers issue certificates accredited by IRCA, Exemplar Global, or equivalent.

• Introduction to ISO/IEC 42001:2023 and AI Management Systems

• Structure, principles, and terminology of ISO/IEC 42001

• Context of the organization and stakeholder requirements

• Leadership, governance, and ethical principles for AI

• AI risk management, transparency, accountability, and trustworthiness

• Planning and implementing an AI management system (AIMS)

• Support, resources, competence, and awareness

• Operation and control of AI systems and processes

• Performance evaluation, monitoring, and continual improvement

• Introduction to auditing principles (ISO 19011)

• Types of audits: internal, external, certification

• Audit planning and preparation

• Conducting an audit: methods, interviews, and evidence collection

• Audit reporting, findings, and nonconformities

• Managing an audit team and lead auditor responsibilities

• Follow-up activities and continual improvement in audits

• Practical case studies and role-play exercises

• Final examination and certification requirements

After completing the course, participants should be able to:

• Understand the requirements of ISO/IEC 42001:2023.

• Apply AI governance, ethics, and risk management principles.

• Plan, conduct, and manage AI management system audits.

• Report audit findings and manage corrective actions.

• Lead an audit team as a qualified Lead Auditor.